-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PPbHZ2DqswtFU8OQprp0Cy29i7kPrPvS4XPXEah/O5jnksJKSKGzuVtsu5gcMEAc SCR2czI1hULcBOk/9N2jtA== 0001104659-07-012757.txt : 20070221 0001104659-07-012757.hdr.sgml : 20070221 20070221170238 ACCESSION NUMBER: 0001104659-07-012757 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070221 DATE AS OF CHANGE: 20070221 GROUP MEMBERS: DORSET MANAGEMENT CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA ACQUISITION CORP CENTRAL INDEX KEY: 0001367660 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 412207517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82688 FILM NUMBER: 07639499 BUSINESS ADDRESS: STREET 1: ONE BOSTON PLACE STREET 2: SUITE 3630 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-624-8408 MAIL ADDRESS: STREET 1: ONE BOSTON PLACE STREET 2: SUITE 3630 CITY: BOSTON STATE: MA ZIP: 02108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 SC 13G 1 a07-5221_1sc13g.htm SC 13G

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)
(Amendment No.     )
1

 

Geneva Acquisition Corp.

(Name of Issuer)

Common Stock, $0.0001 Par Value  

(Title of Class of Securities)

NONE CURRENTLY AVAILABLE

(CUSIP Number)

February 13, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




CUSIP No. None Currently Available

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
David M. Knott

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
649,700

 

6.

Shared Voting Power
275,300

 

7.

Sole Dispositive Power
740,000

 

8.

Shared Dispositive Power
185,000

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
925,000

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.4%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

2




 

CUSIP No. None Currently Available

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Dorset Management Corporation

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
649,700

 

6.

Shared Voting Power
275,300

 

7.

Sole Dispositive Power
740,000

 

8.

Shared Dispositive Power
185,000

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
925,000

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.4%

 

 

12.

Type of Reporting Person (See Instructions)
CO

 

3




 

Item 1(a)

 

Name of Issuer:

 

 

 

 

 

Geneva Acquisition Corp., a Delaware corporation (the “Company”)

 

 

 

Item 1(b)

 

Address of Issuer’s Principal Executive offices:

 

 

 

 

 

One Boston Place, Suite 3630,

 

 

Boston, MA 02108

 

 

 

Item 2(a)

 

Name of Person(s) Filing:

 

 

 

 

 

David M. Knott; Dorset Management Corporation

 

 

 

Item 2(b)

 

Address of Principal Business Office or, if none, residence:

 

 

 

 

 

485 Underhill Boulevard, Suite 205

 

 

Syosset, New York 11791

 

 

 

Item 2(c)

 

Citizenship or Place of Organization

 

 

 

 

 

 

 

 

 

David M. Knott - United States of America;

 

 

Dorset Management Corporation - New York

 

 

 

Item 2(d)

 

Title of Class of Securities:

 

 

 

 

 

 

 

 

 

Common Stock, par value $0.0001 per share (“Common Stock”)

 

 

 

Item 2(e)

 

CUSIP Number:

 

 

 

 

 

 

 

 

 

None Currently Available

 

 

 

 

 

Item 3

 

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

 

 

 

 

(a)

o

 

Broker or dealer registered under Section 15 of the Exchange Act;

 

 

(b)

o

 

Bank as defined in Section 3(a)(6) of the Exchange Act;

 

 

(c)

o

 

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

 

 

(d)

o

 

Investment company registered under Section 8 of the Investment Company Act;

 

 

(e)

o

 

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

 

(f)

o

 

An employee benefit plan, or endowment fund in accordance with rule 13d-1(b)(l)(ii)(F);

 

 

(g)

o

 

A parent holding company, or control person, in accordance with Rule 13d-1(b)(1)(ii)(G);

 

 

(h)

o

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

 

(i)

o

 

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

 

(j)

o

 

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

4




 

 

 

 

 

 

Item 4

 

Ownership:

 

 

 

 

 

 

 

 

 

David M. Knott; Dorset Management Corporation

 

 

See Rows 5 through 9 and 11 on pages 2 and 3.

 

 

 

 

 

As of the date of this filing, each Reporting Person may be deemed to be the beneficial owner of 925,000 shares of Common Stock, which shares are a constituent part of the Company’s Units (“Units”) of which each Reporting Person may be deemed to hold 925,000. Each Unit consists of (i) one share of Common Stock and (ii) two Warrants (“Warrants”). Each Warrant entitles the holder to purchase one share of the Company’s Common Stock at a price of $5.00. Each Warrant will become exercisable on the later of the Company’s completion of a business combination and February 12, 2008, and will expire on February 12, 2011, or earlier upon redemption. As of the date of this filing, the Company has not announced the completion of a business combination.

 

 

 

Item 5

 

Ownership of Five Percent or Less of a Class

 

 

 

 

 

N/A

 

 

 

Item 6

 

Ownership of More than Five Percent on Behalf of Another Person

 

 

 

 

 

Persons, other than the Reporting Persons hereunder, have the right to receive or the power to direct the receipt of dividends, or the proceeds from the sale, of securities reported herein.

 

 

 

Item 7

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

 

 

 

 

 

N/A

 

 

 

Item 8

 

Identification and Classification of Members of the Group

 

 

 

 

 

N/A

 

 

 

Item 9

 

Notice of Dissolution of Group

 

 

 

 

 

N/A

 

 

 

Item 10

 

Certification

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

5




 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

 

 

February 21, 2007

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

/s/ David M. Knott

 

 

 

 

Signature

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DORSET MANAGEMENT CORPORATION

 

 

 

 

 

 

 

 

 

 

 

 

By:

 

/s/ David M. Knott

 

 

 

 

 

David M. Knott, President

 

6



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